The company is also being sued by investors for alleged breach of fiduciary duty because of the paltry interest rates it pays ...

Ameriprise accuses LPL of encouraging recruits to abscond with client data; LPL says Ameriprise aims to restrict competition.

On the earnings call, Audette said LPL plans to repurchase $100 million of its shares this quarter. He also disclosed that ...

The nation’s largest independent broker-dealer reported adjusted earnings and revenue that topped analysts’ estimates.

Ameriprise is suing LPL Financial for allegedly encouraging advisors to wrongly take confidential information and data with ...

LPL Financial Holdings Inc.’s new CEO, Rich Steinmeier, dressed as nonother than the King of rock’n’roll Elvis Presley, was ...

The two firms are among the many wealth managers now being sued over allegations that they failed to obtain fair returns for their clients on their uninvested cash.

In October's roundup of pressing issues in the wealth management space, learn about the CFP Board's problematic advertising ...

SAN DIEGO, Nov. 07, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC, announced today that the financial advisors at S&G Wealth Partners have joined LPL Financial’s broker-dealer, RIA and custodial ...

LPL Financial (LPLA) announced that the financial advisors at S&G Wealth Partners have joined LPL Financial’s broker-dealer, RIA and ...

Consumers' optimism about how the U.S. economy might fare in the not-too-distant future rose to its highest level since 2021, according to a preliminary November reading from the University of ...

Morgan Stanley reported this week that a state securities regulator has been seeking information from the firm.